Broker-Dealer Regulation In A Nutshell

by Thomas Lee Hazen
language: english
Publisher: West Academic Publishing, April of 2021 ‧
83,69€
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Provides an introduction and overview of broker-dealer regulation in the securities markets. The book covers broker-dealer front office and back office issues as well as market regulation generally. It gives an understanding of basic concepts and the underlying regulatory scheme.

Broker-Dealer Regulation In A Nutshell

by Thomas Lee Hazen

Property Description
ISBN: 9781647083953
Publisher: West Academic Publishing
Release Date: April of 2021
Language: English
Dimensions: 187 x 125 x 19 mm
Cover: Softcover
Pages: 431
Format: Book
Collection: Nutshell Series
Categories: Books in English > Others
EAN: 9781647083953