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Broker-Dealer Compliance
A Case-Based Guide To Compliance Program Elements And Practices
language: english
Publisher:
EDWARD ELGAR PUBLISHING LTD, April of 2023 ‧
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SYNOPSIS
Broker-Dealer Compliance is a concise yet comprehensive guide that reviews the state of broker-dealer compliance, both from general and practical perspectives. While the book has a practical focus, it also makes use of legal scholarship and behavioral and organizational literature on compliance that have grown exponentially in recent years.
DETAILS
| Property | Description |
|---|---|
| ISBN: | 9781800889583 |
| Publisher: | EDWARD ELGAR PUBLISHING LTD |
| Release Date: | April of 2023 |
| Language: | English |
| Dimensions: | 138 x 216 x 20 mm |
| Cover: | Softcover |
| Pages: | 222 |
| Format: | Book |
| Collection: | Elgar Compliance Guides |
| Categories: |
Books in English
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Others
|
| EAN: | 9781800889583 |
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